Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $5.0M | 0.75% |
| $5M+ | 0.65% |
Fees are different for equities and fixed income. Fixed income: 0.75% for $0-$2M, 0.65% for $2M+. Fees may be negotiable.
Fee Estimator
Investment Supervisory Services fees range from 0.65% to 1.5% annually, based on assets under management. Equities are charged different rates than fixed income. Fees are calculated quarterly and charged in arrears. The standard fee for management of participant plan assets is 1.00%. Consulting services are charged on a fixed fee basis. Fees may be negotiable on a client-by-client basis.
Areas of Practice
Advisor Information
Office location
476 E High St, Lexington, KY, 40507
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →