JR
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
30 advisors
Number of Clients
1,571 clients
Average Client Portfolio
$735K average
Assets Under Management
$1.2B
Fee Structure
Minimum Investment:None
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1000K | 1.50% |
| $1.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.75% |
| $10.0M - $20.0M | 0.50% |
| $20M+ | 0.40% |
Advisory fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Flagstar Advisors charges an advisory fee, a sponsor fee, and potentially a TPA fee. The advisory fees are based on a percentage of assets under management and are negotiable. TPA fees range from 0.25% to 1.25% and may or may not be negotiable. Fees are deducted directly from your account. You may terminate the advisory agreement with 30 days written notice.
Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
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Advisor Information
Office location
Sarasota, FL
Get directionsRegulatory History (1)
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Criminal
July 1986Final Disposition
Other Business Activities
James is a Group Director Investments - Senior Vice President at New York Community Bancorp (NYCB), the parent company for Flagstar Advisors, Inc. This investment-related activity commenced in June 2024 and requires weekly time, including during trading hours.
Employment History
Current Registrations
Flagstar Advisors, INC.
October 2003 - Present · 22 yrs 3 mos
Flagstar Advisors Broker
May 2001 - Present · 24 yrs 8 mos
Previous Registrations
Hsbc Brokerage (usa) INC.Broker
June 2000 - May 2001 · 11 mos
Republic Financial Services CorporationBroker
February 1997 - June 2000 · 3 yrs 4 mos
Nathan & Lewis Securities, INC.Broker
September 1992 - January 1997 · 4 yrs 4 mos
Citicorp Investment ServicesBroker
June 1992 - September 1992 · 3 mos
Dollar Dry Dock Investment Services, INC.Broker
November 1990 - May 1992 · 1 yr 6 mos
Murphey Favre, INC.Broker
February 1990 - October 1990 · 8 mos
Great Lakes Equities CO.Broker
August 1988 - December 1989 · 1 yr 4 mos
American Diversified Distributors CORP.Broker
January 1982 - December 1988 · 6 yrs 11 mos
American General Capital Planning, INC.Broker
August 1981 - December 1981 · 4 mos
State Registrations25 states
AZCACOCTFLGAHIIDILKSMAMDMEMONCNJNMNYOHPASCTNTXUTVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.