DG
CFP
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
704 advisors
Number of Clients
53,044 clients
Average Client Portfolio
$173K average
Assets Under Management
$9.2B
Fee Structure
Minimum Investment:$2K
The Managed Account Program charges a single asset-based fee, which includes CSI's component, the Platform Manager's component, and the Portfolio Manager's component. The maximum annual rate for CSI's component is 2.00%. The specific fee composition will be listed in your Investment Management Agreement (IMA). Fees are negotiable under some circumstances. Connect accounts are subject to a minimum investment of $2,000.
Areas of Practice
Investment Management
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Advisor Information
Office location
520 White Plains Rd, Tarrytown, NY, 10591
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Citizens Securities, INC. Broker
June 2025 - Present · 7 mos
Citizens Securities, INC.
February 2025 - Present · 11 mos
Citizens Private Wealth
May 2021 - Present · 4 yrs 8 mos
State Registrations17 states
AZCACOCTFLGAMEMINCNHNJNYOHPARISCTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.