JR

James Matthew Rossi

3 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
51 advisors
Number of Clients
1,536 clients
Average Client Portfolio
$223K average
Assets Under Management
$343.0M

Fee Structure

Financial Plan Fee:Up to $10,000
Hourly Rate:Up to $300/hr

Portfolio management fees are negotiable and based on the average daily balance of assets, billed monthly in arrears. A portion of the fee is paid to third-party model providers (0.00% to 0.35% annually). There's also an annual $100 administrative and technology fee per account ($8.33/month). Financial planning fees are either fixed (up to $10,000) or hourly (up to $300). Self-directed brokerage account fees are fixed at up to $200/year.

Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningEducation PlanningFinancial Planning & CoachingInsurance Planning
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Advisor Information

Office location

18881 West Dodge Road, Suite 180E, Omaha, NE, 68022

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Regulatory History (1)
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Financial
January 2016
Final
Other Business ActivitiesSells Insurance

James works as an independent insurance agent, selling life and health insurance, long-term care, and annuities since 2022. He also provides consulting and educational services to financial professionals, taking about half of his time for insurance and about a quarter of his time for consulting.

Employment History
Current Registrations
Iams Wealth Management, LLC
November 2023 - Present · 2 yrs 2 mos
Previous Registrations
Kinetic Financial
July 2021 - November 2022 · 1 yr 4 mos
State Registrations2 states
LAOH
Advisor
Exams
No exam information available for this advisor.
James Matthew Rossi - Financial Advisor | AdvisorDiscover