CB
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
8 advisors
Number of Clients
20 clients
Average Client Portfolio
$506.5M average
Assets Under Management
$10.1B
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Advisor Information
Office location
140 E. 45th Street, Suite 15B, New York, NY, 10017
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Catalyst Capital Advisors LLC
February 2024 - Present · 1 yr 11 mos
Alt Fund Distributors LLCBroker
August 2023 - Present · 2 yrs 5 mos
Previous Registrations
Vntr Securities LLCBroker
February 2022 - July 2023 · 1 yr 5 mos
State Registrations2 states
CTNY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.