Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $2.5M | 1.00% |
| $2.5M - $5.0M | 0.80% |
| $5.0M - $10.0M | 0.60% |
| $10M+ | 0.50% |
Fees are negotiable. Account values of family members may be combined to determine breakpoints and applicable advisory fees.
Fee Estimator
Rockwood Wealth Management charges fees based on a percentage of assets under management. The minimum annual fee is $12,000, which may make the service impractical for portfolios under $1,000,000. This minimum fee may be waived or reduced at the firm's discretion based on certain criteria. In addition to RWM's fees, clients will incur fees and expenses charged by third parties, such as brokerage commissions and custodial fees.
Areas of Practice
Advisor Information
Office location
6464 Lower York Road, New Hope, PA, 18938
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James is a 10% shareholder in Bugle Volunteer Technologies, providing unpaid support and fundraising. He dedicates minimal time to this non-investment related activity.