Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
37 advisors
Number of Clients
4,697 clients
Average Client Portfolio
$8.5M average
Assets Under Management
$40.1B

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only

TCW charges investment management fees generally computed as a percentage of the market value of assets under management. Fees are typically billed quarterly in arrears, though some are billed monthly. The investment management fee is subject to modification, reduction, and/or waiver, both voluntarily and on a negotiated basis. Minimum account sizes apply, varying by strategy. Wrap program clients should refer to their sponsor's disclosure brochure for fee information.

Areas of Practice
Investment Management
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Advisor Information

Office location

515 South Flower Street, Los Angeles, CA, 90071

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Tcw Funds Distributors LLC
October 2022 - Present · 3 yrs 3 mos
Tcw Investment Management Company LLC
October 2022 - Present · 3 yrs 3 mos
Tcw Funds Distributors LLCBroker
October 2022 - Present · 3 yrs 3 mos
Previous Registrations
Mwa Financial Services, INC.
October 2022 - October 2022 · 0 mos
Mwa Financial Services INC. Broker
September 2021 - October 2022 · 1 yr 1 mo
State Registrations20 states
AZCACODCIAKSKYMOMTNCNDNENMOKSDTNUTVAWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.