Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
6 advisors
Number of Clients
570 clients
Average Client Portfolio
$818K average
Assets Under Management
$466.3M

Fee Structure

Financial Planning:Investment management only
AUM-Based Fees (Flat)
Assets Under ManagementAnnual Fee
$0+0.75%

Fee is negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee

Headwater's standard advisory fee is 0.75% annually on all assets under management, although this fee is negotiable. Fees are billed quarterly in arrears, based on the average market value of the client’s account during the billing period. Clients also pay brokerage transaction costs and other charges directly to the custodian. There is no mention of a minimum account size or minimum fee.

Areas of Practice
Investment ManagementRetirement Planning
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Advisor Information

Office location

408 SE 1st St., Mcminnville, OR, 97128

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Headwater Investment Consulting,inc.
October 2022 - Present · 3 yrs 3 mos
State Registrations2 states
ORTX
Advisor
Exams
No exam information available for this advisor.