RL
CFA
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
6 advisors
Number of Clients
1 client
Average Client Portfolio
$84.1M average
Assets Under Management
$84.1M
Fee Structure
Minimum Investment:None
Financial Planning:Investment management only
The firm receives a portion of the overall basis points charged by the Exchange Traded Funds (ETFs) they manage. Clients will also incur transaction charges for trades executed in their accounts, as well as holdings charges imposed by the chosen custodian. Fees are charged daily based upon time invested in the ETF. Termination can be done at anytime without notice.
Areas of Practice
Investment Management
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Advisor Information
Office location
5005 Rockside Road, Suite 1200, Independence, OH, 44131-6829
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Gt Securities, INC.Broker
September 2025 - Present · 4 mos
Gt Securities, INC.
September 2025 - Present · 4 mos
Swp Investment Management LLC
May 2024 - Present · 1 yr 8 mos
Strategic Wealth Partners, Ltd.
August 2022 - Present · 3 yrs 5 mos
State Registrations2 states
CAOH
AdvisorBroker
Exams
No exam information available for this advisor.