Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
For Institutional Investment Management, fees are negotiable, with a maximum of 0.750% for the first $25 million, 0.625% for the next $25 million, and 0.500% thereafter. Comprehensive Asset Management has a maximum annual fee of 2.00%, also negotiable. Financial Planning & Consulting is charged hourly (up to $400/hour) or flat fees ($1,500 to $20,000). Retirement Plan Consulting fees will not exceed 1.00% of plan assets.
Areas of Practice
Advisor Information
Office location
790 E. Colorado Blvd, Suite 200, Pasadena, CA, 91101
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
William works as a part-time management consultant for The Adept Group, Inc., spending a few hours per week. His duties involve assisting new team members with project transitions, and this activity is not investment-related.