Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $3.0M | 0.80% |
| $3.0M - $5.0M | 0.50% |
| $5M+ | 0.30% |
Management fee is negotiable based on account size, services offered and individual client circumstances.
Fee Estimator
Brindle & Bay charges an initial engagement fee ranging from $749 to $4,997 for reviews, account setup, and financial plan creation. They also charge an annual investment management fee based on a percentage of assets under management. The annual management fee is 1.25% on the first $1,000,000, 0.80% on the next $2,000,000, 0.50% on the next $2,000,000, and 0.30% on assets over $5,000,000. A minimum account size of $1,000,000 is required, but may be waived or decreased at their discretion. Management fees are negotiable based on account size, services offered, and individual client circumstances.
Areas of Practice
Advisor Information
Office location
5899 Preston Rd, Ste. 1103, Frisco, TX, 75034
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Tori is a licensed insurance agent selling life insurance since April 2022. This activity takes a few hours per week during trading hours and involves reviewing policies.