BS

Benjamin Michael Svoboda

3 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
71 advisors
Number of Clients
3,168 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$4.2B

Fee Structure

AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.00%
$1.0M - $3.0M0.80%
$3.0M - $5.0M0.75%
$5.0M - $10.0M0.60%
$10.0M - $15.0M0.50%
$15.0M - $20.0M0.45%
$20.0M - $25.0M0.40%
$25M+0.35%

Fees are negotiable at CWA's sole discretion, and in certain cases CWA aggregates the assets under management of related accounts for purposes of determining which breakpoint applies.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Financial Plan Fee:$3,000 - $14,700
Hourly Rate:Up to $500/hr

CWA charges fixed fees, hourly charges, and a percentage of assets under management for its advisory services. Fees are negotiable at CWA's sole discretion. Full, comprehensive planning services are $10,000 for a one-professional household or $12,000 for a two-professional household. Ongoing annual financial planning fees range from $3,000 to $14,700 for a one-professional household, or up to $14,700 plus an additional $2,900 for additional businesses owned within the same household. Hourly fees are $500 per hour for out-of-scope work. For clients who have not engaged CWA for Business and Personal Financial Planning services and invest Personal Trust Assets in the T Bank Program, AUM fees are charged according to the following tiered schedule: First $1,000,000: 1.00% Next $2,000,000: 0.80% Next $2,000,000: 0.75% Next $5,000,000: 0.60% Next $5,000,000: 0.50% Next $5,000,000: 0.45% Next $5,000,000: 0.40% Over $25,000,000: 0.35% For clients who have engaged CWA for Business and Personal Financial Planning Services, UMA fees are a discounted flat rate of 0.55%.

Areas of Practice
Retirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingBusiness Owners
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Advisor Information

Office location

17 Cowboys Way, Suite 300, Frisco, TX, 75034

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Cain, Watters & Associates, LLC
September 2022 - Present · 3 yrs 4 mos
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.