Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Flat)
| Assets Under Management | Annual Fee |
|---|---|
| $0+ | 2.00% |
A $150 annual minimum management fee will be assessed on all accounts. All accounts will also be assessed a $50 annual administrative and technology fee (ATF).
Fee Estimator
The maximum annual advisory fee is 2.00% of assets under management. A $150 annual minimum management fee is assessed on all accounts, which may equate to more than 2% for accounts under $7,500. All accounts are also assessed a $50 annual administrative and technology fee (ATF). Fees are collected either monthly or quarterly, in arrears or in advance. Financial planning services are charged through a fixed or hourly arrangement, with hourly fees ranging from $100 to $500 per hour and fixed fees ranging from $100 to $5,000. The minimum account value is $5,000.
Areas of Practice
Advisor Information
Office location
13925 Ballantyne Corporate Place, Charlotte, NC, 28277
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Luke is an insurance agent selling fixed annuities and life insurance, dedicating about half his time to this activity. He is also an investment adviser representative and refers clients for business according to a solicitor's agreement, spending a few hours per week on this.