Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $50K | 1.75% |
| $50K - $200K | 1.50% |
| $200K - $500K | 1.25% |
| $500K - $1000K | 1.00% |
| $1.0M - $2.0M | 0.90% |
| $2.0M - $3.0M | 0.80% |
| $3.0M - $4.0M | 0.70% |
| $4.0M - $5.0M | 0.60% |
| $5M+ | 0.50% |
This schedule may be modified and fees may be negotiated with each client.
Fee Estimator
You'll pay an annual fee based on your portfolio size (see rates in table). For financial planning services that are subject to additional fees, hourly fees will be charged at a rate of up to $250 per hour. The specific hourly fees for each client will be disclosed prior to any engagement undertaken for an hourly fee. There are no minimum investment amounts or conditions required for establishing an account.
Areas of Practice
Advisor Information
Office location
125 South 4th Street, Norfolk, NE, 68701
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Carter works as a staff accountant at McMill CPA PC, dedicating nearly full-time hours to completing projects, assisting with tax filings, and managing financial records. Carter is also an independent insurance agent selling fixed insurance, spending minimal time on this activity, and serves as treasurer for Norfolk Secure Inc., dedicating a few hours per week.