Daniel Robert Williams

Novem Group

2 Years of Experience

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Firm Information

Novem Group

Compensation

Fee-Only (AUM)Fixed/Hourly

Number of Advisors

32 advisors

Number of Clients

3,399 clients

Average Client Portfolio

$416K average

Assets Under Management

$1.4B

Fee Structure

AUM-Based Fees (Tiered)

Assets Under Management	Annual Fee
Up to $250K	2.50%
$250K - $500K	2.25%
$500K - $1.0M	2.00%
$1.0M - $5.0M	1.75%
$5M+	1.50%

Fees are negotiable depending upon the needs of the client and complexity of the situation.

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

Novem Group's maximum annual advisory fees are based on assets under management, ranging from 2.50% on the first $250,000 to 1.50% on assets over $5,000,000. These fees are negotiable. Financial planning fees can be flat, hourly, or tiered. Clients are responsible for third-party fees. Fees are paid quarterly in advance or arrears, with pro-rated refunds upon termination.

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Areas of Practice

Investment ManagementRetirement PlanningEducation PlanningTax PlanningInsurance PlanningHigh Net Worth

Advisor Information

Office location

350 Linden Oaks, Suite 140, Rochester, NY, 14625

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Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.