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Erica Maureen Traulsen

2 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
75 advisors
Number of Clients
3,253 clients
Average Client Portfolio
$151K average
Assets Under Management
$489.9M

Fee Structure

This brochure describes wrap fee programs, which bundle investment advice, brokerage, and administrative fees into a single fee. Concorde Asset Management receives a portion of the wrap fee, as does your investment advisor representative (25% to 80% of the annualized management fee, excluding any platform fee). The program advisory fees for discretionary and non-discretionary investment management services are negotiable. Custodial costs are not included in the fee.

Areas of Practice
Investment Management
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Advisor Information

Office location

1906 21st Street, Sacramento, CA, 95811

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Erica works as an Investment Advisor Representative for Concorde Asset Management and a Registered Representative for Legacy Investment & Real Estate LLC, focusing on private placement real estate investments. She also serves as the Director of membership for the Financial Planning Association of Northern California, dedicating minimal time to this role.

Employment History
Current Registrations
Concorde Asset Management, LLC
October 2023 - Present · 2 yrs 3 mos
Concorde Investment Services, LLC
April 2023 - Present · 2 yrs 9 mos
Concorde Investment Services, LLCBroker
April 2023 - Present · 2 yrs 9 mos
State Registrations3 states
CAFLID
AdvisorBrokerBoth
Exams
No exam information available for this advisor.