Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 2.50% |
| $500K - $1.0M | 2.00% |
| $1M+ | 1.50% |
Fees may be negotiable based on individual client circumstances. Managed accounts may be subject to an account maintenance fee of $15.00 per quarter for accounts valued lower than $75,000 depending upon the custodian.
Fee Estimator
Financial planning fees are based on an hourly rate (up to $500/hour) or a fixed fee. Annual planning retainer fees are based on 2/10 of 1% of the client's estate or business's gross value, with a $250 minimum annual fee. A one-time set-up fee ($250-$50,000) may be required. Investment management fees are based on a percentage of assets under management. Managed accounts may be subject to a $15/quarter account maintenance fee for accounts valued lower than $75,000. SFC requires a minimum of $250,000 to open and maintain an advisory account, but this may be waived.
Areas of Practice
Advisor Information
Office location
808 24th Avenue NW, Suite 202, Norman, OK, 73069
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Brett owns Appleway, LLC, a real estate rental business, dedicating minimal time to it. He also spends nearly full-time working for NFA Wealth Management, a DBA for his LPL business.