HJ
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
43 advisors
Number of Clients
1 client
Average Client Portfolio
$6.9B average
Assets Under Management
$6.9B
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Advisor Information
Office location
330 Madison Avenue, 10th Floor, New York, NY, 10017
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Guggenheim Funds Distributors, LLC Broker
April 2025 - Present · 9 mos
Guggenheim Investments
April 2025 - Present · 9 mos
Previous Registrations
J.P. Morgan Securities LLC
November 2023 - August 2024 · 9 mos
J.P. Morgan Securities LLC Broker
October 2023 - August 2024 · 10 mos
State Registrations1 state
NY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.