Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
This firm offers both wrap-fee and non-wrap fee programs. In a wrap fee program, clients pay a single, bundled fee that covers investment advisory services and the execution of transactions. In a non-wrap fee program, the advisory fee does not include trade execution costs or other service charges, and these costs are incurred separately by the client. Variable annuities are excluded from wrap fee program billing.
Areas of Practice
Advisor Information
Office location
4135 NW Urbandale Dr, Urbandale, IA, 50322
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Alec owns two rental properties and is partnering with Aegis Financial for long-term care planning and fixed insurance sales, dedicating about half their time to this partnership. Alec also operates Aurelius Wealth LLC and Olive Tree Wealth Management as DBAs for securities and investment advisory services, respectively, committing full-time hours to each.