Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $5.0M | 0.60% |
| $5M+ | 0.40% |
Minimum annual fee ranging from $4,800-$7,200 based on household assets, excluding primary residence and complexity.
Fee Estimator
For wealth management, you'll pay an annual fee based on your portfolio size: 1.00% on the first $1 million, 0.60% on the next $4 million (between $1 million and $5 million), and 0.40% on amounts over $5 million. There is a minimum annual fee ranging from $4,800 to $7,200 based on household assets, excluding primary residence and complexity. Financial planning services are offered for a fee up to $7,200, which can be paid monthly, quarterly, or annually. UMS Financial Planning Services are offered for a one-time fee of $100.
Areas of Practice
Advisor Information
Office location
One Monument Square, Suite 501, Portland, ME, 04101
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
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