Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
422 advisors
Number of Clients
17,838 clients
Average Client Portfolio
$362K average
Assets Under Management
$6.5B

Fee Structure

Minimum Investment:$100K

TDPCW offers managed account programs with a single wrap fee covering investment management and trade execution. The wrap fee varies depending on the selected Managed Account Program. Clients also incur certain fees and expenses, such as SEC transaction fees, disclosed in confirmations and account statements. Cash balances in the Managed Account Program account are subject to the applicable TDPCW Managed Account Program Wrap Fees.

Areas of Practice
Investment Management
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Advisor Information

Office location

111 Main Street, Burlington, VT, 05401

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
TD Private Client Wealth LLC
March 2025 - Present · 10 mos
TD Private Client Wealth LLC Broker
March 2025 - Present · 10 mos
Previous Registrations
J.P. Morgan Securities LLC
September 2023 - February 2025 · 1 yr 5 mos
J.P. Morgan Securities LLC Broker
September 2023 - February 2025 · 1 yr 5 mos
State Registrations7 states
CTFLMAMENHRIVT
AdvisorBrokerBoth
Exams
No exam information available for this advisor.