BD
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
22 advisors
Number of Clients
1,404 clients
Average Client Portfolio
$190K average
Assets Under Management
$267.4M
Fee Structure
Minimum Investment:None
Hourly Rate:$50 - $750/hr
DAI Wealth charges an annual "Account Fee" for investment management services, which may not exceed 2.50% per year of the portfolio value. Account Fees are negotiable and may vary. Fees are billed quarterly in arrears. Financial planning and consulting fees range from $50 to $750 per hour, subject to a one-hour minimum.
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningBusiness OwnersHigh Net Worth
Loading...
Advisor Information
Office location
New Braunfels, TX
Get directionsRegulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
May 2001Final Disposition
Other Business Activities
Brett is the General Manager of Central Texas Harley-Davidson, dedicating approximately 120 hours per month to overall dealership management. Brett also works with Western Portfolio partners full-time.
Employment History
Current Registrations
Dai Wealth, LLC
August 2024 - Present · 1 yr 5 mos
Dai Securities, LLCBroker
May 2024 - Present · 1 yr 8 mos
Previous Registrations
Arete Wealth Management, LLCBroker
November 2023 - May 2024 · 6 mos
State Registrations7 states
AZCACOFLGAMNTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.