BB
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
39 advisors
Number of Clients
113 clients
Average Client Portfolio
$65.4M average
Assets Under Management
$7.4B
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Advisor Information
Office location
227 West Monroe St., 7th Floor, Chicago, IL, 60606
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Guggenheim Investments
February 2024 - Present · 1 yr 11 mos
Guggenheim Funds Distributors, LLC Broker
December 2023 - Present · 2 yrs 1 mo
State Registrations53 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.