DO

Daniel Patrick Orfin

1 Year of Experience

Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
56 advisors
Number of Clients
4,407 clients
Average Client Portfolio
$145K average
Assets Under Management
$639.2M

Fee Structure

Minimum Investment:$25K
Financial Planning:Investment management only

Gibbs Wealth Management charges an annual investment advisory fee based on a percentage of assets under management. The fees are listed in the table above. Fees may be higher than those charged in the industry. Lower fees for comparable services may be available from other sources. The annual fee may be negotiable based upon certain criteria. A minimum of $25,000 is required to open an account, but the firm reserves the right to accept accounts with lesser assets at its discretion. TownSquare Capital and Orion Portfolio Solutions also charge fees, which are in addition to Gibbs Wealth Management's fees.

Areas of Practice
Investment Management
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Advisor Information

Office location

13854 Lakeside Circle, Sterling Heights, MI, 48313

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Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2020
Settled
Civil
December 2019
Final
Customer Dispute
May 2019
Settled
Customer Dispute
September 2018
Settled
Customer Dispute
June 2018
Settled
Customer Dispute
May 2018
Settled
Regulatory
January 2018
Final
Employment History
Current Registrations
Gibbs Wealth Management, LLC
March 2024 - Present · 1 yr 10 mos
State Registrations1 state
MI
Advisor
Exams
No exam information available for this advisor.
Daniel Patrick Orfin - Financial Advisor | AdvisorDiscover