Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Advisory fees are based on assets under management, with a maximum annual rate of 2.25%. Fees are billed in arrears, monthly or quarterly, based on the average daily market value. Financial planning fees are fixed, subscription-based, hourly, or retainer-based, depending on the plan's complexity. Clients also pay brokerage commissions, custodial fees, and an annual administrative fee of up to $50 per account. Fees are negotiable.
Areas of Practice
Advisor Information
Office location
19600 West Catawba Avenue, Suite B200, Cornelius, NC, 28031
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brantley is an insurance agent and Director at United Benefits Insurance, dedicating about half his time during trading hours to implementing internal processes and serving as an insurance agent. He also co-owns The Locals AL's, LLC, flipping and renovating rental properties, and The Locals Ice, LLC, placing vending machines for ice and water, spending minimal time on each.