Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Flat)
| Assets Under Management | Annual Fee |
|---|---|
| $0+ | 1.50% |
Fee is negotiable based on various factors.
Fee Estimator
SIAS charges a maximum annual wrap fee of 1.50% of assets under management. This fee covers both portfolio management and transaction costs. The fee is negotiable based on factors such as total account value, complexity of planning, investment allocation, customer loyalty, and personal relationships. Fees are paid quarterly in advance, and refunds are prorated upon termination. There is no account minimum.
Areas of Practice
Advisor Information
Office location
3065 Centre Pointe Dr Ste 2, Roseville, MN, 55113-1118
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Emerson operates Summit Investment Advisors as a DBA for his LPL business, dedicating full-time hours to it. He also provides administrative support to Summit Investment Advisory Services, an independent investment advisor firm, spending nearly full-time hours on this activity.