AB
View SEC Summary

Firm Information

Merrill Lynch, Pierce, Fenner & Smith Incorporated
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
24628 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

The Program fee is based on the totality of the services and is negotiable depending on a number of factors.

View Full Brochure on SEC
Areas of Practice
Retirement Planning

Advisor Information

Office location

901 Via Piemonte, Ontario, CA, 91764

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Aaron is an independent travel agent for Travelology, booking custom travel experiences, dedicating a few hours per week. He is also a general partner/managing member of Clearwater Rentals, LLC, which rents out cars via Turo.com, dedicating a few hours per week to managing the business.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2025 - Present · 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
November 2024 - Present · 1 yr 2 mos
State Registrations1 state
CA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.