JK
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
8 advisors
Number of Clients
20 clients
Average Client Portfolio
$506.5M average
Assets Under Management
$10.1B
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Advisor Information
Office location
140 E. 45th Street, New York, NY, 10017
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Catalyst Capital Advisors LLC
January 2025 - Present · 1 yr
Alt Fund Distributors LLCBroker
January 2025 - Present · 1 yr
Previous Registrations
LPL Enterprise, LLC
November 2024 - February 2025 · 3 mos
LPL Enterprise, LLC Broker
November 2024 - February 2025 · 3 mos
Prudential Financial Planning Services
November 2024 - November 2024 · 0 mos
Pruco Securities, LLC. Broker
September 2024 - November 2024 · 2 mos
State Registrations1 state
NY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.