Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The maximum annual fee for asset management and comprehensive portfolio management is 2.00%, negotiable and billed quarterly. Financial planning and consulting are charged hourly (up to $350/hour) or flat fee ($1,500 to $10,000), with a 50% retainer. Retirement plan consulting is billed hourly (up to $250/hour), flat fee ($750 to $10,000), or as a percentage of plan assets (up to 2.00%).
Areas of Practice
Advisor Information
Office location
Charlotte, NC
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Daren is the Director of Advisor Relations for The Walters Institute, a company providing tax planning education and services to financial advisors. He spends minimal time on this non-investment related activity, focusing on lead generation and maintaining advisor relationships.