Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
3 advisors
Number of Clients
154 clients
Average Client Portfolio
$414K average
Assets Under Management
$63.7M

Fee Structure

Hourly Rate:$75 - $250/hr

WaterRock offers asset-based and performance-based fees for discretionary portfolio management. Asset-based fees are a percentage of the account's market value, while performance-based fees are for qualified investors and based on a high-water mark. Financial planning services are charged hourly or at a flat rate. Fees may be discounted or negotiated at the discretion of the principal. The brochure lists fee ranges, indicating that fees are variable within those ranges.

Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningEstate PlanningTax Planning
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Advisor Information

Office location

Mandaluyong City

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Waterrock Global Asset Management
February 2025 - Present · 11 mos
State Registrations1 state
WA
Advisor
Exams
No exam information available for this advisor.