Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K - $1.0M | 1.50% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $5.0M | 0.75% |
| $5M+ | 0.75% |
Fees negotiable for accounts over $5,000,001.
Fee Estimator
Investment supervisory fees range from 0.75% to 2.00% of assets under management. Financial planning fees are fixed, typically ranging from $1,000 to $25,000, depending on the complexity. Hourly fee billing options are also available upon request. The investment advisory fee for 401k services through Pontera is 1%. Discounts may be offered to family members and friends of associated persons.
Areas of Practice
Advisor Information
Office location
1720 South Bellaire Street, Suite 1110, Denver, CO, 80222
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gerard sells traditional (fixed) life insurance, dedicating about half of his time to this activity since 1984. He is also an investment advisor and works part-time in seasonal sales for Vail Corporation.