JT

John Wallace Tonissen

50 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
9 advisors
Number of Clients
677 clients
Average Client Portfolio
$635K average
Assets Under Management
$429.7M

Fee Structure

Minimum Investment:$250K
Financial Plan Fee:$2,500 - $25,000
Hourly Rate:Up to $500/hr

Hobart receives an asset-based fee for asset management services, not exceeding 2.00% annually. Fees are billed quarterly in advance. Clients may incur additional Third-Party Management Fees or Model Provider Fees. Financial planning fees are charged hourly (up to $500/hour) or as flat fees ($2,500 to $25,000). Retirement plan consulting services are charged an annual investment advisory fee, deducted quarterly in arrears. Fees are negotiable.

Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningEducation PlanningTax PlanningCharitable GivingFinancial Planning & CoachingHigh Net Worth
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Advisor Information

Office location

7733 Ballantyne Commons Parkway, Suite 101, Charlotte, NC, 28277

Get directions
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2017
Settled
Customer Dispute
January 2008
Denied
Other Business ActivitiesSells Insurance

John is an independent insurance agent with Navigator Financial Inc. since 1971, selling various insurance products, dedicating about a quarter of his time. He is also a solicitor with Hobart Private Capital.

Employment History
Current Registrations
Hobart Wealth
April 2016 - Present · 9 yrs 9 mos
Previous Registrations
Cape Securities INC.Broker
May 2019 - January 2022 · 2 yrs 8 mos
G.F. Investment Services, LLCBroker
August 2013 - April 2019 · 5 yrs 8 mos
Global Financial Private Capital, LLC
August 2013 - November 2017 · 4 yrs 3 mos
American Financial Management Group, Ltd.
December 2001 - October 2013 · 11 yrs 10 mos
Ifg Russell Advisors INC
December 2001 - October 2013 · 11 yrs 10 mos
Walnut Street Securities, INC.Broker
March 1996 - August 2013 · 17 yrs 5 mos
MML Investors Services, INC. Broker
March 1996 - August 2009 · 13 yrs 5 mos
G. R. Phelps & Co., INC.Broker
October 1995 - March 1996 · 5 mos
Royal Alliance Associates, INC. Broker
November 1989 - March 1996 · 6 yrs 4 mos
Integrated Resources Equity CorporationBroker
November 1982 - November 1989 · 7 yrs
G. R. Phelps & Co., INC.Broker
August 1975 - December 1990 · 15 yrs 4 mos
State Registrations1 state
NC
Advisor
Exams
No exam information available for this advisor.