CC
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
106 advisors
Number of Clients
5,673 clients
Average Client Portfolio
$340K average
Assets Under Management
$1.9B
Fee Structure
Minimum Annual Fee:$500
Financial Plan Fee:$500 - $2,500
Hourly Rate:Up to $250/hr
CIAS's basic fee for portfolio management is up to 2% annually, but this is negotiable. Fees for financial planning and portfolio review services range from $500 to $2,500 on a fee basis or up to $250/hour. There is no minimum account size, but accounts may be subject to a minimum annual fee of $500, which may be negotiable.
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningTax PlanningEstate Planning
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Advisor Information
Office location
100 E. Six Forks Road, Suite 200, Raleigh, NC, 27609
Get directionsRegulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2024Settled
Employment Separation After Allegations
December 2009Other Business Activities
Cecil is a majority owner/managing member of a shopping center since 2001, dedicating a few hours per week. He also jointly owns rental property with his spouse and is the owner/manager of Cape Fear Investment Group, spending nearly full-time hours on this investment-related activity.
Employment History
Current Registrations
Capital Investment Advisory Services, LLC
January 2013 - Present · 13 yrs
Capital Investment Group, INC.Broker
January 2010 - Present · 16 yrs
Previous Registrations
Cic Advisers, LLC
January 2010 - December 2012 · 2 yrs 11 mos
RBC Capital Markets Corporation Broker
March 2009 - December 2009 · 9 mos
RBC Capital Markets Corporation
March 2009 - December 2009 · 9 mos
Ferris, Baker Watts, LLCBroker
December 2002 - March 2009 · 6 yrs 3 mos
Ferris, Baker Watts, LLC
December 2002 - March 2009 · 6 yrs 3 mos
Scott & Stringfellow, INC.Broker
May 1999 - January 2003 · 3 yrs 8 mos
Scott & Stringfellow, INC.
December 1994 - January 2003 · 8 yrs 1 mo
Scott & Stringfellow, INC.Broker
August 1989 - May 1999 · 9 yrs 9 mos
Prudential-Bache Securities INC.Broker
August 1989 - September 1989 · 1 mo
Thomson Mckinnon Securities INC.Broker
July 1982 - August 1989 · 7 yrs 1 mo
A. G. Edwards & Sons, INC.Broker
June 1980 - July 1982 · 2 yrs 1 mo
Sade & CO.Broker
June 1976 - July 1980 · 4 yrs 1 mo
State Registrations6 states
GAKSNCORVAWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.