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Rajiv Sharma
Serco Investments INC.
37 Years of Experience
View SEC Summary
View SEC Summary
Firm Information
Serco Investments INC.
Compensation
Fee-Only (AUM)
Number of Advisors
1 advisor
Number of Clients
13 clients
Average Client Portfolio
$2.5M average
Assets Under Management
$32.2M
Fee Structure
I am sorry, but I do not have enough information to provide a summary.
View Full Brochure on SEC
Areas of Practice
Investment Management
Financial Planning & Coaching
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Advisor Information
Office location
Miami, FL
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Regulatory History (1)
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Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
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Regulatory
March 1988
Final
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How to Read Disclosures
Employment History
Current Registrations
Serco Investments INC.
February 2022 - Present · 3 yrs 11 mos
Previous Registrations
Serco Investments INC.
July 1988 - October 2021 · 33 yrs 3 mos
State Registrations
1 state
FL
Advisor
Exams
No exam information available for this advisor.