AP

Alben Zane Portnoy

49 Years of Experience

Firm Information

Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
435 advisors
Number of Clients
32,200 clients
Average Client Portfolio
$439K average
Assets Under Management
$14.1B

Fee Structure

Fees are negotiable and can be based on a percentage of assets under management or a fixed fee. Additional transaction and custodial related fees are listed on their website. They may also receive 12b-1 fees from mutual funds, but generally credit these back to client accounts. They also have a bank deposit sweep program where they earn more interest than clients.

Areas of Practice
Financial Planning & CoachingTax PlanningEstate PlanningRetirement PlanningInvestment Management
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Advisor Information

Office location

40 Burton Hills Blvd., Suite 350, Nashville, TN, 37215

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Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2016
Denied
Employment History
Current Registrations
&partners
May 2024 - Present · 1 yr 8 mos
&partners Broker
May 2024 - Present · 1 yr 8 mos
Previous Registrations
Wells Fargo Advisors
July 2003 - May 2024 · 20 yrs 10 mos
Wells Fargo Clearing Services, LLC Broker
July 2003 - May 2024 · 20 yrs 10 mos
Prudential Securities Incorporated
June 2002 - July 2003 · 1 yr 1 mo
Prudential Securities IncorporatedBroker
January 1990 - July 2003 · 13 yrs 6 mos
Invest Financial CorporationBroker
August 1983 - February 1990 · 6 yrs 6 mos
Olde & Co., IncorporatedBroker
January 1983 - July 1983 · 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
February 1980 - November 1982 · 2 yrs 9 mos
Shearson Loeb Rhoades INC.Broker
September 1979 - January 1981 · 1 yr 4 mos
Loeb PartnersBroker
July 1979 - September 1979 · 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
September 1978 - June 1979 · 9 mos
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
July 1976 - September 1978 · 2 yrs 2 mos
State Registrations7 states
CAFLNHNJNYTXVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.