Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1.0M - $2.5M | 1.75% |
| $2.5M - $5.0M | 1.50% |
| $5.0M - $10.0M | 1.00% |
| $10M+ | 1.00% |
Fees negotiable for accounts over $10,000,000.
Fee Estimator
Investment supervisory services and individual portfolio management fees are based on a percentage of assets under management. The firm also assesses per-trade charges for equities, mutual funds, bonds, UITs, and options transactions. There is a $150 annual administration fee. Financial planning fees range from $250 to $500 per hour with a $2,500 minimum retainer. Tax preparation services have a minimum charge of $500 plus a $250 hourly rate. Fees are negotiable and may differ for each advisory client.
Areas of Practice
Advisor Information
Office location
Half Moon Bay, CA
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
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