Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $5.0M | 2.00% |
| $5M+ | 1.00% |
Fees are negotiable.
Fee Estimator
Asset management fees are up to 2.0% annually on assets up to $4,999,999.99, and 1.00% on assets over $5,000,000. There's also a performance reporting fee of up to $45 per account annually. Fees are negotiable. Financial planning is offered at an hourly rate (up to $250/hour) or through monthly flat-fee packages ($100-$200/month). Retirement plan consulting fees are hourly (up to $250/hour), flat (ranging from $250 to $5,000), or based on a percentage of plan assets (up to 1.50%).
Areas of Practice
Advisor Information
Office location
16020 Swingley Ridge Road, Suite 110, Chesterfield, MO, 63005
Get directionsRegulatory History (3)
Regulatory
February 2016Employment Separation After Allegations
January 2016Customer Dispute
January 2008Other Business ActivitiesSells Insurance
Gary is involved with Summit X LLC, providing investment advice, trade inputs, and financial planning, dedicating a quarter of his time to this. He is also an insurance agent with PKSF, spending about 10-20% of his time on insurance sales.