WS

Willard Basch Saperston

48 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
3 advisors
Number of Clients
121 clients
Average Client Portfolio
$470K average
Assets Under Management
$56.9M

Fee Structure

Financial Planning:Investment management only

The maximum annual advisory fee is 2% of assets under management, based on the market value of assets. Fees are negotiable and may be waived or varied at the firm's discretion. Discounts may be offered to family members and friends of associated persons. Clients may make additions or withdrawals at any time, with pro-rata fee adjustments for account closures within a billing period. Management personnel may receive commissions from implementing investment recommendations.

Areas of Practice
Investment ManagementHigh Net Worth
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Advisor Information

Office location

1703 Monroe Avenue, Rochester, NY, 14618-1487

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Saperston Legacy Advisors, INC.
August 2021 - Present · 4 yrs 5 mos
Brighton Securities CORP.
November 2018 - Present · 7 yrs 2 mos
Brighton Securities CORP. Broker
October 2018 - Present · 7 yrs 3 mos
Previous Registrations
Saperston Asset Management, INC.
October 2013 - November 2018 · 5 yrs 1 mo
Saperston Asset Management, INC.Broker
January 1998 - November 2018 · 20 yrs 10 mos
Lasalle St Securities, L.L.C.Broker
October 1997 - May 1998 · 7 mos
Willard B Saperston, INC.
January 1994 - November 2018 · 24 yrs 10 mos
Saperston Financial INC.Broker
January 1991 - October 1997 · 6 yrs 9 mos
American Capital CorporationBroker
August 1990 - October 1991 · 1 yr 2 mos
First Montauk Securities CORP.Broker
October 1989 - June 1991 · 1 yr 8 mos
Advest, INC.Broker
September 1985 - November 1989 · 4 yrs 2 mos
Burgess & Leith IncorporatedBroker
April 1985 - September 1985 · 5 mos
Dean Witter Reynolds INC.Broker
November 1981 - April 1985 · 3 yrs 5 mos
L. F. Rothschild, Unterberg, TowbinBroker
April 1979 - October 1981 · 2 yrs 6 mos
Advest, INC.Broker
June 1977 - April 1979 · 1 yr 10 mos
State Registrations25 states
AZCACOCTFLGAILMAMDMEMNMONCNJNMNYOHORPASCTNTXVAVTWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Willard Basch Saperston - Financial Advisor | AdvisorDiscover