CH
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
2 advisors
Number of Clients
3 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$4.9M
Fee Structure
Minimum Investment:$1M
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $5.0M | 1.00% |
| $5.0M - $10.0M | 0.75% |
| $10M+ | 0.50% |
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
SCM charges an annual management fee based on assets under management: 1.00% on the first $5 million, 0.75% on assets between $5 million and $10 million, and 0.50% on assets over $10 million. Fees are payable quarterly in advance. SCM generally requires a minimum initial investment of $1,000,000, but this may be waived at their discretion.
Areas of Practice
Investment ManagementHigh Net Worth
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Advisor Information
Office location
1505 Bridgeway, Suite 206, Sausalito, CA, 94965
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Carol works as an office manager, head trader, and personal assistant for Stafford Capital. This takes about a quarter of Carol's time.
Employment History
Current Registrations
Stafford Capital Management LLC
March 2012 - Present · 13 yrs 10 mos
Previous Registrations
Wm. H. Murphy & Co., INC.Broker
March 2018 - June 2018 · 3 mos
Discern Securities, INC.Broker
March 2012 - June 2016 · 4 yrs 3 mos
Capfi Partners, LLCBroker
October 2010 - February 2011 · 4 mos
Potomac Research Group
June 2010 - December 2011 · 1 yr 6 mos
Stanford Group CompanyBroker
July 2005 - March 2009 · 3 yrs 8 mos
Pulse Trading, INC.Broker
December 2003 - September 2004 · 9 mos
Nutmeg Securities, Ltd. Broker
September 2002 - December 2003 · 1 yr 3 mos
Charles Schwab & Co., INC. Broker
February 2001 - September 2002 · 1 yr 7 mos
Schwab Capital Markets L.P.Broker
September 2000 - October 2002 · 2 yrs 1 mo
Charles Schwab & Co., INC. Broker
August 1993 - September 2000 · 7 yrs 1 mo
Dean Witter Reynolds INC.Broker
September 1982 - August 1993 · 10 yrs 11 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.