MG
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
1 advisor
Number of Clients
71 clients
Average Client Portfolio
$228K average
Assets Under Management
$16.2M
Fee Structure
Minimum Investment:$250K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 1.75% |
| $500K - $1.0M | 1.50% |
| $1M+ | 1.25% |
Fees are negotiable under certain circumstances.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
You'll pay an annual fee based on the size of your managed account. The fee is 1.75% on the first $500,000, 1.50% on the next $500,000, and 1.25% on amounts above $1,000,000. For each transaction, there is also a $11.99 ticket charge payable to TradePMR. The minimum account size is $250,000, but may be $100,000 in subadvisory arrangements or waived by MKG. Fees are negotiable under certain circumstances.
Areas of Practice
Investment Management
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Advisor Information
Office location
205 SE Spokane Street, Suite 300, Portland, OR, 97202-6487
Get directionsRegulatory History (9)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
June 2020Final
Judgment / Lien
September 2019Judgment / Lien
February 2017Regulatory
February 2016Final
Judgment / Lien
January 2014Customer Dispute
June 2011Award / Judgment
Customer Dispute
October 1996Settled
Employment Separation After Allegations
January 1996Criminal
February 1987Final Disposition
Other Business Activities
Mark owns and controls MKG Productions, a non-investment related DBA registered in Oregon. He spends a few hours per week working with media outlets through this entity.
Employment History
Current Registrations
Mkg Financial Group, INC.
January 2014 - Present · 12 yrs
Previous Registrations
Mkg Capital Advisors
February 2008 - December 2013 · 5 yrs 10 mos
Mkg Capital Advisors
February 2006 - June 2007 · 1 yr 4 mos
Mkg Capital Advisors Ltd.
June 2004 - December 2005 · 1 yr 6 mos
Mkg Financial Group, INC. Broker
December 2000 - July 2016 · 15 yrs 7 mos
First Securities Northwest, INC.Broker
March 1996 - January 2001 · 4 yrs 10 mos
Piper Jaffray INC. Broker
June 1992 - January 1996 · 3 yrs 7 mos
Lehman Brothers INC.Broker
December 1985 - June 1992 · 6 yrs 6 mos
Kms Financial Services, INC.Broker
July 1985 - December 1985 · 5 mos
E. F. Hutton & Company INCBroker
March 1979 - June 1985 · 6 yrs 3 mos
Foster & Marshall INC.Broker
August 1978 - April 1979 · 8 mos
Blyth Eastman Dillon & CO. IncorporatedBroker
January 1978 - September 1978 · 8 mos
State Registrations2 states
ORWA
Advisor
Exams
No exam information available for this advisor.