Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
This firm offers both wrap-fee and non-wrap fee programs. In a wrap fee program, clients pay a single, bundled fee that covers investment advisory services and the execution of transactions. In a non-wrap fee program, the advisory fee does not include trade execution costs or other service charges, and these costs are incurred separately by the client. Variable annuities are excluded from wrap fee program billing.
Areas of Practice
Advisor Information
Office location
459 Monterey Ave, Suite 100, Los Gatos, CA, 95030
Get directionsRegulatory History (3)
Customer Dispute
August 2020Customer Dispute
September 2019Customer Dispute
June 2018Other Business ActivitiesSells Insurance
Richard owns 459 Monterey Avenue LLC, a real estate venture, dedicating minimal time. He also owns Baer and Bunger Financial and Insurance Services, where he is involved in insurance sales for about a quarter of his time, and Legacy Capital Group California, a registered investment advisor, taking nearly full-time.