Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $2.0M | 1.15% |
| $2.0M - $5.0M | 1.00% |
| $5M+ | 1.00% |
Management fees are negotiable and may vary, depending on the complexity of the client’s financial situation. The fee percentage for assets over $5,000,001 is negotiable.
Fee Estimator
Investment management fees are based on a percentage of assets under management. The annual fee is 1.25% on the first $1,000,000, 1.15% on the next $1,000,000 (up to $2,000,000), and 1.00% on the next $3,000,000 (up to $5,000,000). Fees above $5,000,001 are negotiable. Financial planning fees start at $1,000 and are negotiable. Hourly planning engagements are billed at $350/hour. The firm requires a minimum of $1,000,000 of assets under management to work with them, which equates to an annual fee of $12,500. For certain private illiquid investments, Mason may receive a finder’s fee, and the client will not be charged a management fee on the assets invested in that investment.
Areas of Practice
Advisor Information
Office location
Washington, IA
Get directionsRegulatory History (1)
Customer Dispute
January 2003Other Business ActivitiesSells Insurance
Kent is an Investment Advisor Representative (IAR) with Mason & Associates, Inc., dedicating about a quarter of his time. He is also an independent insurance agent, spending minimal time on this activity, and involved in several family farm operations.