MC
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
8 advisors
Number of Clients
142 clients
Average Client Portfolio
$177K average
Assets Under Management
$25.1M
Fee Structure
This document provides information about Marshall Cassedy, who is associated with McNally Financial Services Corporation. It does not contain any fee information.
Areas of Practice
Investment Management
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Advisor Information
Office location
2012-D North Point Blvd., Tallahassee, FL, 32308
Get directionsRegulatory History (21)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2018Settled
Customer Dispute
December 2017Settled
Regulatory
September 2010Final
Employment Separation After Allegations
April 2010Customer Dispute
November 2009Settled
Regulatory
June 2006Final
Customer Dispute
September 2005Closed-No Action
Regulatory
July 2005Final
Customer Dispute
October 2004Settled
Customer Dispute
January 2003Settled
Customer Dispute
May 2002Settled
Customer Dispute
March 2002Closed-No Action
Customer Dispute
March 2002Closed-No Action
Customer Dispute
May 2001Settled
Customer Dispute
October 2000Award / Judgment
Customer Dispute
January 1999Denied
Customer Dispute
December 1998Denied
Customer Dispute
February 1998Settled
Customer Dispute
September 1991Settled
Customer Dispute
October 1990Settled
Customer Dispute
November 1987Settled
Other Business Activities
Marshall acts as a registered representative and investment advisor representative under the DBA Cassedy and Company, offering securities through McNally Financial Services Corporation since 2011. This activity is investment-related.
Employment History
Current Registrations
Mcnally Financial Services Corporation
March 2021 - Present · 4 yrs 10 mos
Mcnally Financial Services Corporation Broker
April 2010 - Present · 15 yrs 9 mos
Previous Registrations
Capitol Securities Management, INC.
March 2007 - April 2010 · 3 yrs 1 mo
Capitol Securities Management, INC. Broker
February 2007 - April 2010 · 3 yrs 2 mos
United Securities Alliance, INC.
July 2005 - February 2007 · 1 yr 7 mos
United Securities Alliance, INC.Broker
May 2005 - February 2007 · 1 yr 9 mos
Western International Securities
June 1999 - August 2005 · 6 yrs 2 mos
Western International Securities, INC. Broker
May 1999 - August 2005 · 6 yrs 3 mos
D.E. Frey & Company, INC.Broker
July 1993 - June 1999 · 5 yrs 11 mos
Meridian Associates, INC.Broker
May 1993 - June 1993 · 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
September 1978 - March 1993 · 14 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
June 1978 - September 1978 · 3 mos
State Registrations17 states
ALCACOCTFLGAILLAMSNCNEPASCUTVAWAWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.