Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SEIA's fees are negotiable and can be a flat, tiered, or breakpoint rate, based on the client's objectives, plan complexity, and assets. Fees are payable quarterly in arrears. The firm also uses the AssetMark Platform, which has its own fee structure. For "Equity/Blended" portfolios, fees range from 0.90-1.50% for portfolios between $250,000 and $999,999, and are negotiable for portfolios above $10,000,000. For "Fixed-Income" portfolios, fees range from 0.45-1.00% for portfolios between $250,000 and $999,999, and are negotiable for portfolios above $10,000,000. SEIA also offers Signature Advisor Managed Portfolios (AMP) with fees up to 3.0% of AUM.
Areas of Practice
Advisor Information
Office location
120 Vantis Drive, Suite 440, Aliso Viejo, CA, 92656
Get directionsRegulatory History (24)
Customer Dispute
July 2000Regulatory
October 1997Customer Dispute
March 1997Customer Dispute
September 1996Customer Dispute
June 1996Customer Dispute
September 1995Customer Dispute
March 1995Customer Dispute
December 1994Customer Dispute
July 1994Customer Dispute
February 1994Employment Separation After Allegations
November 1993Regulatory
June 1993Customer Dispute
March 1993Customer Dispute
January 1993Regulatory
December 1992Customer Dispute
February 1992Customer Dispute
October 1991Customer Dispute
September 1991Customer Dispute
May 1991Customer Dispute
August 1990Customer Dispute
August 1990Customer Dispute
February 1990Customer Dispute
April 1987Customer Dispute
January 1986Other Business Activities
Anthony owns 50% of SPM Inc., an administrative services company. He is also involved with Faithful With Finances, Inc., which publishes financial curriculum for churches and promotes a book. Finally, Anthony is involved with Select Consulting Group, LLC, a business consulting firm.