RF
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
6 advisors
Number of Clients
31 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$39.9M
Fee Structure
This brochure supplement provides information about Brad S. Lessem that supplements the First Western Securities, Inc. brochure. Please refer to the First Western Securities, Inc. brochure for fee information.
Areas of Practice
Investment Management
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Advisor Information
Office location
669 Airport Freeway #409, Hurst, TX, 76053
Get directionsRegulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2011Settled
Employment History
Current Registrations
First Western Securities, INC.
February 2003 - Present · 22 yrs 11 mos
First Western Securities, INC. Broker
July 1987 - Present · 38 yrs 6 mos
Previous Registrations
Minton Schmid, Landers Vinton Reuther & Smith, INC.Broker
April 1987 - July 1987 · 3 mos
Smith Barney, Harris Upham & Co., Incorporated Broker
August 1983 - April 1987 · 3 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
November 1978 - September 1983 · 4 yrs 10 mos
State Registrations9 states
AZCAFLGANMOHOKTXWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.