RN
CFP

Robert Eugene Nixon

45 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
238 advisors
Number of Clients
14,112 clients
Average Client Portfolio
$397K average
Assets Under Management
$5.6B

Fee Structure

Minimum Investment:$5K
Financial Plan Fee:$125 - $25,000
Hourly Rate:$35 - $300/hr

Financial planning fees are negotiated and can be charged as a one-time fixed fee ($125-$25,000), an hourly fee ($35-$300 per hour), or a fixed periodic fee ($50-$25,000 per period). For asset management services, fees range from 0.00% to 2.50% annually, negotiated between you and your representative. The minimum account fee is 0.50%. Advisory accounts direct with American Funds utilizing their F2 share class will have either a tiered fee of 0.50% , 0.60%, 0.80%, or 1.00% dependent upon account balance and is not negotiable or a fixed fee of 0.75% which is not negotiable. Axiom accounts valued under $50,000 are subject to a quarterly small account fee of $20.

Areas of Practice
Retirement PlanningTax PlanningEstate PlanningEducation PlanningInvestment Management
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Advisor Information

Office location

140 N. 8th Street, Suite 410, Lincoln, NE, 68508

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Regulatory History (11)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
July 1996
Final
Customer Dispute
September 1995
Settled
Customer Dispute
March 1995
Settled
Customer Dispute
December 1994
Settled
Customer Dispute
November 1994
Settled
Regulatory
September 1994
Final
Customer Dispute
July 1994
Settled
Customer Dispute
July 1994
Settled
Customer Dispute
April 1994
Settled
Customer Dispute
March 1994
Settled
Employment Separation After Allegations
January 1994
Other Business ActivitiesSells Insurance

Robert operates Capital Consulting & Asset Management, Inc. providing RIA advisory services. He is also an independent representative with various insurance carriers for fixed business and a notary public.

Employment History
Current Registrations
Geneos Wealth Management, INC. Broker
April 2009 - Present · 16 yrs 9 mos
Capital Consulting & Asset Management
January 2000 - Present · 26 yrs
Previous Registrations
Geneos Wealth Management, INC.
August 2021 - August 2021 · 0 mos
Cambridge Investment Research, INC.Broker
August 1997 - April 2009 · 11 yrs 8 mos
Chase Manhattan Investment Services, INC.Broker
April 1994 - July 1996 · 2 yrs 3 mos
Smith Barney Shearson INC. Broker
July 1993 - February 1994 · 7 mos
Lehman Brothers INC.Broker
September 1982 - July 1993 · 10 yrs 10 mos
Dain, Bosworth IncorporatedBroker
May 1979 - October 1982 · 3 yrs 5 mos
State Registrations7 states
AZCAMNNEOKTXWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
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