CE
Firm Information
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
16 advisors
Number of Clients
78 clients
Average Client Portfolio
$234K average
Assets Under Management
$18.3M
Fee Structure
Minimum Investment:$25K
Financial Plan Fee:$500 - $5,000
Hourly Rate:Up to $500/hr
SALLC offers consulting services with fees up to $500 per hour or fixed fees ranging from $500 to $5,000 per plan. They also offer TPIA programs where fees are determined by the TPIA. For Assets Under Management, the maximum annual fee is 3% and is negotiable. The minimum initial investment in the Assets under Management Programs is $25,000.00.
Areas of Practice
Retirement PlanningTax PlanningEstate PlanningEducation PlanningInsurance PlanningFinancial Planning & Coaching
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Advisor Information
Office location
14804 Resolves Lane, Charlotte, NC, 28277
Get directionsRegulatory History (13)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
May 2025Judgment / Lien
June 2018Customer Dispute
March 2017Settled
Customer Dispute
June 2015Settled
Customer Dispute
November 2008Denied
Customer Dispute
August 2006Settled
Customer Dispute
July 2006Settled
Customer Dispute
February 2005Settled
Customer Dispute
February 2002Settled
Customer Dispute
April 2001Settled
Customer Dispute
June 1994Settled
Customer Dispute
October 1993Settled
Customer Dispute
December 1992Settled
Other Business Activities
Charles is a board member of the Sherwood Park Youth Association since 2004, dedicating a few hours per week to this role. This activity is not investment-related and he receives no compensation.
Employment History
Current Registrations
Supreme Alliance LLC
October 2019 - Present · 6 yrs 3 mos
Supreme Alliance LLC
September 2019 - Present · 6 yrs 4 mos
Supreme Alliance LLC Broker
September 2019 - Present · 6 yrs 4 mos
Previous Registrations
Cv Brokerage, INCBroker
March 2017 - May 2019 · 2 yrs 2 mos
L.M. Kohn & Company
February 2012 - January 2017 · 4 yrs 11 mos
L.M. Kohn & Company Broker
January 2012 - January 2017 · 5 yrs
Midsouth Capital, INC.Broker
February 2002 - January 2012 · 9 yrs 11 mos
First Union Securities, INC. Broker
October 1999 - February 2002 · 2 yrs 4 mos
First Union Capital Markets CORP.Broker
January 1998 - October 1999 · 1 yr 9 mos
First Montauk Securities CORP.Broker
March 1997 - November 1997 · 8 mos
Prudential Securities IncorporatedBroker
October 1979 - June 1996 · 16 yrs 8 mos
Elkins & CO.Broker
October 1979 - June 1982 · 2 yrs 8 mos
State Registrations1 state
PA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.