USA Financial Securities Corporation
Assets Under Management
$301.5M
Number of Clients
1,750
Number of Advisors
132
Average Client AUM
$172K
AUM per Advisor
$2.3M
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
About This Firm
USA Financial Securities offers financial planning, advisory account management (transaction-based or asset-based pricing), and representative-guided investment strategies. Financial planning covers investments, tax, asset allocation, risk management, retirement, and estate planning. Representatives may recommend other professionals and third-party money managers. Clients retain control over investment decisions.
Fee Structure
Financial planning fees are charged hourly (up to $500/hour) or as a flat/project-based fee (typically not exceeding $75,000). These fees are negotiable when bundled with implementation. Advisory account management fees are also negotiable, not exceeding 2.7%. Transaction-based accounts have lower custodial fees but charge per transaction. Asset-based accounts have higher custodial fees that include transaction costs. AIM strategies have varying fees detailed in the representative's ADV Supplement. A minimum planning fee of $100 is required. Wrap-fee programs require account values of at least $15,000.
Areas of Practice
Location
6020 East Fulton Street, Ada, MI, 49301