Capital Management Associates INC
Assets Under Management
$94.0M
Number of Clients
15
Number of Advisors
1
Average Client AUM
$6.3M
AUM per Advisor
$94.0M
Compensation
Fee-Only (AUM)
About This Firm
Capital Management Associates (CMA) provides continuous investment advice based on clients' individual needs. They offer discretionary and non-discretionary portfolio management, developing personalized investment guidelines based on client objectives, risk tolerance, and liquidity needs. CMA also sponsors a wrap-fee program and may utilize sub-advisers. They conduct due diligence on third-party managers.
Fee Structure
CMA charges an annual investment management fee based on a percentage of assets under management. Fees vary depending on the portfolio manager and the type of portfolio (equity/balanced or fixed income). Equity and balanced portfolios range from 0.25% to 1.5% per annum, while fixed income portfolios range from 0.375% to 0.75% per annum. Fees are negotiable based on client type, relationship, assets under management, and service requirements. Clients are also responsible for transaction, brokerage, and custodian fees. CMA is affiliated with Wellington Shields and Co., LLC, which provides brokerage services.
Areas of Practice
Location
60 Broad Street, 39th Floor, New York, NY, 10004