Caldwell Sutter Capital, INC.
Assets Under Management
$571.1M
Number of Clients
533
Number of Advisors
7
Average Client AUM
$1.1M
AUM per Advisor
$81.6M
Compensation
Commission-BasedFee-Only (AUM)
About This Firm
Caldwell Sutter Capital, Inc. provides portfolio management and financial planning services to primarily high net worth individuals and their families, but may also include corporations and municipalities. They offer tailored investment strategies based on client's financial circumstances and goals.
Fee Structure
Caldwell's advisory fee is negotiable, but will not exceed 1.5%. The annual portfolio management fee is billed and payable quarterly in advance. The fee for CS Value strategy varies based on asset class: 0.5% for fixed income and limited partnerships, 1% for ETFs and closed-end funds, and 1.5% for individually researched equities. The fee for CS Strategic Diversified ranges from 0.15% to 1.5% annually. Existing client accounts may have a different fee schedule. There is no hard minimum to opening an account.
Areas of Practice
Location
30 Liberty Ship Way #3225, Sausalito, CA, 94965